SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

If you meet condition A, B, C or D below, you may choose to be classified as a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

Have you:

A) Worked in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises, in the last two years?
Selector: A) Statment
B) Been the director of a company with an annual turnover of at least £1 million, in the last two years?
Selector: B) Statment
C) Made two or more investments in an unlisted company, in the last two years?
Selector: C) Statement
D) Been a member of a network or syndicate of business angels for more than six months, and are still a member?
Selector: D) Statement

OR

E) None of these apply to me

Declaration

I declare that I have answered yes to A and/or B and/or C and/or D, and wish to be treated as a self-certified sophisticated investor.

I understand that this means:

A) I can receive financial promotions where the contents may not comply with rules made by the Financial Conduct Authority (FCA);

B) I can expect no protection from the FCA, the Financial Ombudsman Service, or the Financial Services Compensation Scheme.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.
I accept that I could lose all of the money I invest.

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